Commodity Futures Trading Commission Act

Results: 1755



#Item
151Late-2000s financial crisis / Systemic risk / Securities / Financial markets / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Clearing / U.S. Securities and Exchange Commission / Futures contract / Financial economics / Finance / Financial system

May 8, 2012 The Honorable Mary L. Schapiro Chairman U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:06
152Futures contract / Securities Exchange Act / Financial economics / Financial system / Late-2000s financial crisis / SEC filings / Commodity Futures Modernization Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial regulation / United States securities law / Commodity Futures Trading Commission

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: May 3, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
153Financial system / Futures contract / Market liquidity / Securities Exchange Act / Algorithmic trading / Commodity Futures Trading Commission / Derivative / Financial economics / Financial markets / Finance

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: January 11, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
154Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Commodity Futures Trading Commission / Clearing house / Futures contract / Futures exchange / Financial economics / Financial services / Financial system

Advisory Notice TO: Eris Exchange Market Participants FROM:

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:14
155Commodity Futures Trading Commission / Investment Advisor / Commodity trading advisor / Investment Advisers Act / Business / Financial economics / Commodities market / Finance / Futures contract

Exchange Advisory TO: Eris Exchange Market Participants FROM:

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:15
156Futures contract / Investment Advisers Act / Financial regulation / Financial economics / Financial system / 73rd United States Congress / Commodity Futures Trading Commission / Securities Exchange Act

SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: January 8, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED.

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Source URL: www.erisfutures.com

Language: English - Date: 2014-08-22 14:53:52
157Financial regulation / Government / United States securities law / Commodity Futures Trading Commission / Securities Exchange Act

[removed]CFTC Letter No[removed]April 28, 2000 Exemption Division of Trading & Markets

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Source URL: www.cftc.gov

Language: English
158Financial regulation / Financial system / Financial economics / Regulation D / Securities Act / Rule 144A / Qualified institutional buyer / Securities Exchange Act / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

U.S. COMMODITY FUTURES TRADING COMMISSION Three Lafayette Centre 1155 21st Street, NW, Washington, DC[removed]Telephone: ([removed]Facsimile: ([removed]removed]

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Source URL: www.cftc.gov

Language: English
159Vomitoxin / Financial system / Commodity Futures Trading Commission / Wheat / Commodity Exchange Act / New York Mercantile Exchange / Finance / Warehouse receipt / Financial economics / Financial markets / Futures contract

Federal Register / Vol. 63, No[removed]Thursday, August 20, [removed]Notices 60064–3095. Instrument: Electrode Puller, Model PD–5. Manufacturer: Narishige Co., Japan. Intended Use: The instrument will be used for invest

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Source URL: www.cftc.gov

Language: English
160Futures contract / Finance / Derivative / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Financial system

Federal Register / Vol. 65, No[removed]Thursday, June 22, [removed]Proposed Rules restrict qualifying swap transactions to those undertaken as an adjunct of the participant’s line of business. (c) Conclusion. This policy

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Source URL: www.cftc.gov

Language: English
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